Liquidity Provider Compliance
Specialized compliance advisory for liquidity providers, prime brokers, and market makers navigating complex regulatory requirements across global markets.
A complete regulatory toolkit
Each area below is delivered as a tailored workstream, adapted to your operating jurisdictions and business model.
Prime Brokerage
Compliance advisory for prime brokerage relationships and associated regulatory obligations.
Market Making
Regulatory frameworks for market-making activities including conduct and best execution.
FX Liquidity
Compliance support for FX liquidity provision across regulated venues and jurisdictions.
Risk Oversight
Enterprise risk oversight for liquidity providers including capital and operational risk.
Regulatory Requirements
Mapping and adherence to the specific regulatory requirements applicable to your activities.
Structured, transparent, and outcome-driven
Discovery & Scoping
We assess your business model, target jurisdictions, and regulatory obligations to define a clear scope of work.
Build & Implement
We prepare applications, draft policies, build frameworks, and implement controls tailored to your operations.
Sustain & Advise
We provide ongoing monitoring, regulatory updates, and advisory as your business scales and regulations evolve.
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Ready to navigate your regulatory journey?
Schedule a confidential consultation with our compliance specialists. We will assess your needs and outline a clear path to licensing and compliance.